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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Garcia is a financial advisor with over 20 years of experience in the industry. Erik currently works at New Century Financial Group, LLC and holds licenses in several states including Florida, Illinois, Louisiana, and Texas. Erik is also registered as an investment advisor in Louisiana, Illinois, and Texas. Erik's previous experience includes time at The Leaders Group, Inc. and Securities Management & Research, Inc. Erik has obtained several professional designations including Certified Financial Planner and Chartered Financial Consultant. Erik offers a variety of services to individuals, families, and businesses, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
12/14/2019 - Present
NEW Century Financial Group, LLC (NEW ORLEANS LA)
CO
08/01/2008 - 07/01/2015
THE LEADERS GROUP, INC. (LITTLETON CO)
LA
10/08/2001 - 08/07/2008
SECURITIES MANAGEMENT & RESEARCH, INC. (NEW ORLEANS LA)
IA
Issued 01/24/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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