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Erik Noel Almazan

Charles Schwab & CO., Inc.

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About Erik Noel Almazan

Erik Almazan is a financial advisor with over 13 years of experience in the industry. Erik is currently registered with Charles Schwab & CO., Inc.. Erik has previously been registered with CHASE INVESTMENT SERVICES CORP., WELLS FARGO CLEARING SERVICES, LLC. Erik has passed the Series 6, Series 63, Series 7, SIE exams. Erik also holds the no known designation. Erik specializes in brokerage services, assisting clients with investment strategies and market analysis.

Firm Information

Erik Almazan is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

2423 E Lincoln Dr

Phoenix, AZ 85016-1215

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Erik Almazan’s Registration & Firm History

AZ

02/05/2021 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

CA

10/22/2013 - 01/13/2021

WELLS FARGO CLEARING SERVICES, LLC (VENTURA CA)

CA

03/17/2010 - 09/12/2012

CHASE INVESTMENT SERVICES CORP. (WESTLAKE VILLAGE CA)

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Licenses & Designations

BC

Issued 3/29/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/17/2017

Series 7 - General Securities Representative Examination

BC

Issued 3/16/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Erik Noel Almazan.
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