Unclaimed
Erik Obusan Constantino is a financial advisor with Northwestern Mutual Investment Services, LLC. Erik is a registered representative with over 35 years of experience in the financial services industry. Erik has a Series 7, 6, 22, 63, and 66 licenses, and is registered to conduct business in 24 states. Erik is an active member of the financial services community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
06/24/1987 - Present
Northwestern Mutual Investment Services, LLC (FARMINGDALE NY)
WI
06/24/1987 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 12/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/23/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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