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Erik Nghi Tieu

Transamerica Financial Advisors, Inc.

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About Erik Nghi Tieu

Erik Nghi Tieu is a financial advisor registered with Transamerica Financial Advisors, Inc. in Rancho Cucamonga, CA. Erik is a Series 6, 63 and 6TO licensed professional with over 20 years of experience in the financial services industry. Erik is also a Series 26 licensed principal. Erik has been with Transamerica Financial Advisors, Inc. since August 2, 2021. Prior to that, Erik worked with World Group Securities, Inc. in Duluth, GA.

Firm Information

Erik Tieu is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Erik Tieu’s Registration & Firm History

CA

08/02/2021 - Present

Transamerica Financial Advisors, Inc. (RANCHO CUCAMONGA CA)

GA

11/25/2002 - 01/23/2006

WORLD GROUP SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 11/02/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/19/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/31/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/02/2020

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erik Nghi Tieu.
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