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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Michael Tower is a financial advisor with Wells Fargo Clearing Services, LLC in PLEASANTON, CA. He is registered to provide investment advice in 12 states. Erik Michael Tower has 24 years of experience in the securities industry and has been with Wells Fargo Clearing Services, LLC since 2008. His prior employers include A. G. EDWARDS & SONS, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, ROBERTSON STEPHENS, INC., and PAINEWEBBER INCORPORATED. Erik Michael Tower is a Registered Representative and an Investment Advisor Representative. He has passed the Series 7, Series 31, and Series 63 exams and has been awarded the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (PLEASANTON CA)
CA
11/13/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PLEASANTON CA)
MA
06/11/2001 - 11/16/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/11/2001 - 11/16/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
02/12/2001 - 04/20/2001
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NJ
10/20/1998 - 02/27/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 10/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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