Unclaimed
Erik Michael Ranson is a financial advisor with Foreside Fund Services, LLC. Erik has been in the industry since 2005 and has a wide range of experience in the financial services industry. Erik is currently registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in all 50 states. Erik has a Series 7, Series 66 and Series 52TO licenses. Erik previously worked at CHARTWELL TSC SECURITIES CORP., FORESIDE FUND SERVICES, LLC, TOCQUEVILLE SECURITIES L.P., QUASAR DISTRIBUTORS, LLC, FBR INVESTMENT SERVICES, INC., FORESIDE FUND SERVICES, LLC, WELLS FARGO ADVISORS, LLC, LEGG MASON INVESTOR SERVICES, LLC, LEGG MASON WOOD WALKER, INCORPORATED, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
01/25/2022 - Present
Foreside Fund Services, LLC (Baltimore MD)
PA
01/14/2020 - 01/14/2022
CHARTWELL TSC SECURITIES CORP. (PITTSBURGH PA)
MD
02/18/2016 - 12/20/2019
FORESIDE FUND SERVICES, LLC (Baltimore MD)
NY
10/25/2013 - 01/05/2016
TOCQUEVILLE SECURITIES L.P. (NEW YORK NY)
ME
11/09/2012 - 10/21/2013
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
VA
04/10/2012 - 11/07/2012
FBR INVESTMENT SERVICES, INC. (ARLINGTON VA)
MD
12/03/2010 - 04/05/2012
FORESIDE FUND SERVICES, LLC (BALTIMORE MD)
MD
05/06/2010 - 11/30/2010
WELLS FARGO ADVISORS, LLC (BALTIMORE MD)
MD
12/01/2005 - 06/01/2009
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
MD
03/08/2005 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MA
04/30/2003 - 09/12/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/30/2003 - 09/12/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 03/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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