Unclaimed
Erik Butler is a registered representative with Columbia Management Investment Distributors, Inc. Erik has been in the securities industry since June 27, 2014 and holds Series 3, 7, and 63 licenses. Erik is registered to offer securities in 53 states. Before joining Columbia Management Investment Distributors, Inc. Erik was a registered representative with GWFS EQUITIES, INC. and Putnam Retail Management Limited Partnership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/17/2015 - Present
Columbia Management Investment Distributors, Inc. (BOSTON MA)
MA
01/02/2015 - 07/11/2015
GWFS EQUITIES, INC. (ANDOVER MA)
MA
06/23/2014 - 01/02/2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
BC
Issued 08/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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