Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Michael Brown is a financial advisor with Vanguard Advisers, Inc. Erik Brown is a Registered Representative and Investment Advisor Representative. Erik Brown has been in the financial industry for 16 years. Erik Brown is licensed in Pennsylvania and Texas. Erik Brown holds the Series 6, 7, 52TO, and 66 securities licenses as well as the SIE exam. Erik Brown is a CERTIFIED FINANCIAL PLANNER™ professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
02/20/2019 - Present
Vanguard Advisers, Inc. (Malvern PA)
PA
03/25/2008 - 01/25/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (KNG OF PRUSSIA PA)
PA
08/30/2006 - 01/24/2008
FIRST INVESTORS CORPORATION (PHILADELPHIA PA)
BOTH
Issued 06/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/29/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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