Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Feldhaus is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., located in LAKE FOREST, IL. Erik has been working in the financial services industry since 2001. Erik has been a registered representative for the firm since 2017 and provides a wide range of financial services including investment management, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/04/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKE FOREST IL)
IL
07/10/2013 - 08/15/2017
BMO HARRIS FINANCIAL ADVISORS, INC. (WINNETKA IL)
IL
10/01/2008 - 09/01/2011
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
08/27/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
08/26/2005 - 08/07/2008
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NY
09/10/1999 - 08/30/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/15/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 02/16/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/19/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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