Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Maugeri is a registered representative with Aegis Capital Corp. Erik has been in the industry since January 14, 1996, and has a diverse background, having previously worked at firms such as Obsidian Financial Group, LLC, Clark Dodge & Co., INC., World Equity Group, INC., S.W. Bach & Company, Harrison Securities, INC., Weatherly Securities Corporation, Tasin & Company, INC., Alex Moore & Company, INC., First Cambridge Securities Corporation, and First United Equities Corporation. Erik holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
11/21/2012 - Present
Aegis Capital Corp. (MELVILLE NY)
NY
11/28/2008 - 12/07/2012
OBSIDIAN FINANCIAL GROUP, LLC (WOODBURY NY)
NY
05/15/2007 - 12/05/2008
CLARK DODGE & CO., INC. (GARDEN CITY NY)
NY
05/31/2006 - 05/11/2007
WORLD EQUITY GROUP, INC. (GARDEN CITY NY)
NY
04/28/2004 - 06/12/2006
S.W. BACH & COMPANY (PORT WASHINGTON NY)
NY
10/04/2001 - 04/27/2004
HARRISON SECURITIES, INC. (PORT WASHINGTON NY)
NY
09/24/1999 - 10/22/2001
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
10/03/1997 - 10/19/1999
TASIN & COMPANY, INC. (HAUPPAUGE NY)
NY
05/13/1997 - 09/11/1997
ALEX MOORE & COMPANY, INC. (MELVILLE NY)
NY
12/09/1996 - 05/09/1997
FIRST CAMBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
12/19/1995 - 01/10/1997
FIRST UNITED EQUITIES CORPORATION (NEW YORK NY)
BC
Issued 07/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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