Unclaimed
Erik Matthew Miller is a financial advisor in Minnetonka, MN. Erik has been working in the financial services industry since January 24, 2008. Erik currently holds registrations with Cetera Advisor Networks LLC and previously held registrations with Thrivent Investment Management Inc., Voya Financial Advisors, Inc., ING America Equities, Inc., USAllianz Securities, Inc., and Linsco/Private Ledger Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
11/09/2021 - Present
Cetera Advisor Networks LLC (MINNETONKA MN)
MN
05/02/2016 - 10/01/2021
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
03/23/2012 - 04/13/2016
VOYA FINANCIAL ADVISORS, INC. (MAPLE GROVE MN)
MN
05/20/2008 - 01/04/2011
ING AMERICA EQUITIES, INC. (MINNEAPOLIS MN)
MN
08/26/2004 - 03/22/2005
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
SC
07/10/2003 - 08/18/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BC
Issued 09/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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