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Erik Marc Shaner

Nationwide Investment Services Corp.

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About Erik Marc Shaner

Erik Marc Shaner is a financial advisor who has been in the industry since April 13, 2005. Erik is currently registered with Nationwide Investment Services Corp. Erik has held previous positions with EMPOWER FINANCIAL SERVICES, INC., MML DISTRIBUTORS, LLC, MML INVESTORS SERVICES, LLC, INVESMART SECURITIES, LLC, and SAFECO INVESTMENT SERVICES, INC. Erik has passed the Series 63, Series 65, Series 26, SIE, Series 7, and Series 6 exams. Erik is currently registered in Washington.

Firm Information

Erik Shaner is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erik Shaner’s Registration & Firm History

OH

06/05/2023 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

CO

01/04/2021 - 12/19/2022

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

MA

05/01/2014 - 01/04/2021

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

MA

07/17/2012 - 05/01/2014

MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)

PA

09/30/2003 - 01/31/2005

INVESMART SECURITIES, LLC (PITTSBURGH PA)

MA

03/25/1996 - 08/08/2002

SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 11/15/2012

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/13/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/03/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2012

Series 7 - General Securities Representative Examination

BC

Issued 03/22/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erik Marc Shaner.
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