Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Louis Keller is a financial advisor who has been active in the industry since 2002. Erik is currently registered with Cambridge Investment Research Advisors, Inc. and has worked with the firm since 2010. Erik has also held previous roles at SAGEPOINT FINANCIAL, INC., SUNTRUST INVESTMENT SERVICES, INC., UBS FINANCIAL SERVICES INC., and DEUTSCHE BANK SECURITIES INC. Erik holds various licenses including Series 4, Series 7, Series 24, Series 53 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MD
08/22/2024 - Present
Cambridge Investment Research Advisors, Inc. (BEL AIR MD)
MD
01/15/2008 - 10/19/2010
SAGEPOINT FINANCIAL, INC. (BEL AIR MD)
MD
05/03/2006 - 12/31/2007
SUNTRUST INVESTMENT SERVICES, INC. (LAUREL MD)
NJ
09/16/2002 - 05/15/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/06/2002 - 09/04/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 08/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/31/2006
Series 4 - Registered Options Principal Examination
BC
Issued 07/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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