Unclaimed
Erik Lopez is a financial advisor registered with Fidelity Brokerage Services LLC, a Broker Dealer. Erik has passed the Series 7TO and Series 63 exams and has been registered as a broker in all 50 states and the District of Columbia. Erik began working in the financial industry on December 11, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/12/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 03/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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