Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Lavington is a financial professional registered with Mizuho Securities USA LLC. Erik has a strong background in financial markets, holding the Series 63, 86, 87, and SIE licenses. Erik holds registrations in all 50 states as well as Puerto Rico and the District of Columbia. Erik is active in the brokerage industry and is not currently registered as an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/07/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 09/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/24/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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