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Erik L. Markey

Pershing LLC

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About Erik L. Markey

Erik Markey is a securities professional with over two decades of experience in the financial services industry. Currently, Erik is registered with Pershing LLC. Erik previously worked for Lehman Brothers Inc. and Neuberger Berman, LLC. Erik has a broad range of experience in the financial services industry, including experience in municipal securities and operations. Erik holds several securities licenses including Series 7, 63, 66, 24, 52TO, 99TO and the SIE. Erik is a registered representative in New Jersey and New York.

Firm Information

Erik Markey is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erik Markey’s Registration & Firm History

NJ

05/25/2007 - Present

Pershing LLC (JERSEY CITY NJ)

NY

01/03/2007 - 05/03/2007

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

01/18/2005 - 05/01/2007

NEUBERGER BERMAN, LLC (NEW YORK NY)

NJ

02/02/2000 - 01/25/2005

PERSHING LLC (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 07/18/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/03/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/2008

Series 24 - General Securities Principal Examination

BC

Issued 07/27/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Erik L. Markey.
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