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Erik Kris Nanda

Pgim Investments LLC

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About Erik Kris Nanda

Erik Kris Nanda is a registered investment advisor representative with Pgim Investments LLC. Erik has been in the industry since 1994 and holds multiple licenses including Series 7, Series 63 and Series 65. Erik has experience working with investment companies and business development companies, and provides services including portfolio management, financial planning, and educational seminars.

Firm Information

Erik Nanda is currently registered with Pgim Investments LLC. Pgim Investments LLC is an investment advisor registered with the SEC. The firm has 144 licensed agents, 67 investment adviser representatives, 230 registered representatives, and 96 employees who perform investment advisory functions. The firm's regulatory assets under management total $315,351,503,018, with $315,351,503,018 being discretionary. The firm primarily provides advisory services to sponsors of wrap account platforms, investment companies, and business development companies.
Pgim Investments LLC

655 BROAD STREET

NEWARK, NJ 07102

$315.35B

Assets Under Management

8

Total Clients

75

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Erik Nanda’s Registration & Firm History

NJ

04/13/2004 - Present

Pgim Investments LLC (NEWARK NJ)

NY

05/30/2003 - 12/04/2003

QUICK & REILLY, INC. (NEW YORK NY)

IL

03/03/2003 - 05/02/2003

ANDOVER CAPITAL PARTNERS LLC (BOLINGBROOK IL)

NY

02/06/2003 - 03/03/2003

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

CT

03/31/2000 - 12/31/2002

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

NY

11/16/1999 - 03/21/2000

WORLDCO, L.L.C. (NEW YORK NY)

PA

11/02/1998 - 11/15/1999

NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)

MI

08/03/1994 - 11/12/1998

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 02/27/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/16/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/02/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erik Kris Nanda.
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