Unclaimed
Erik Kris Nanda is a registered investment advisor representative with Pgim Investments LLC. Erik has been in the industry since 1994 and holds multiple licenses including Series 7, Series 63 and Series 65. Erik has experience working with investment companies and business development companies, and provides services including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
04/13/2004 - Present
Pgim Investments LLC (NEWARK NJ)
NY
05/30/2003 - 12/04/2003
QUICK & REILLY, INC. (NEW YORK NY)
IL
03/03/2003 - 05/02/2003
ANDOVER CAPITAL PARTNERS LLC (BOLINGBROOK IL)
NY
02/06/2003 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
CT
03/31/2000 - 12/31/2002
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
NY
11/16/1999 - 03/21/2000
WORLDCO, L.L.C. (NEW YORK NY)
PA
11/02/1998 - 11/15/1999
NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)
MI
08/03/1994 - 11/12/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 02/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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