Unclaimed
Erik Hsu is a registered representative with Northwestern Mutual Investment Services, LLC. Erik is licensed in Arkansas, Louisiana, Mississippi and Texas. Erik has been in the securities industry since 2014 and holds the Series 6, SIE and Series 63 licenses. Erik is located at 1888 Hudson Cir Ste 7 in Monroe, Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
06/30/2014 - Present
Northwestern Mutual Investment Services, LLC (MONROE LA)
BC
Issued 08/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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