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Erik Jason Kautzmann

Charles Schwab & CO., Inc.

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About Erik Jason Kautzmann

Erik Kautzmann is a financial advisor currently registered with Charles Schwab & CO., Inc. Erik has more than 14 years of experience in the financial services industry. Erik is also registered as an Investment Advisor Representative in Oklahoma. Erik has previously worked at Fidelity Brokerage Services LLC, Liberty Group, LLC, Wachovia Securities, LLC, and A. G. Edwards & Sons, Inc.. Erik has passed the Series 66, Series 65, Series 7 and the SIE exams. Erik specializes in providing financial planning services. Erik's current employment is with Charles Schwab & CO., Inc. and Charles Schwab Bank.

Firm Information

Erik Kautzmann is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Erik Kautzmann’s Registration & Firm History

OK

03/14/2023 - Present

Charles Schwab & CO., Inc. (Oklahoma City OK)

CA

10/31/2011 - 01/30/2023

FIDELITY BROKERAGE SERVICES LLC (SAN DIEGO CA)

CA

01/01/2011 - 10/18/2011

LIBERTY GROUP, LLC (OAKLAND CA)

CA

01/01/2008 - 01/26/2009

WACHOVIA SECURITIES, LLC (SANTA BARBARA CA)

CA

06/04/2007 - 01/03/2008

A. G. EDWARDS & SONS, INC. (SANTA BARBARA CA)

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Licenses & Designations

IA

Issued 11/02/2015

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 06/18/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Erik Jason Kautzmann.
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