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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Jason Jones is a financial advisor with Wells Fargo Clearing Services, LLC, registered with FINRA and the state of California. Erik has been in the financial services industry since 2009 and has experience with a variety of financial products and services, including mutual funds, variable annuities, and retirement planning. Erik has been affiliated with Wells Fargo Advisors, LLC, Wells Fargo Bank, NA, and Wells Fargo Clearing Services, LLC since 2013. Erik holds a Series 6, Series 7, Series 63 and Series 65 securities licenses and specializes in providing financial advice to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/21/2021 - Present
Wells Fargo Clearing Services, LLC (EL SEGUNDO CA)
CA
10/01/2012 - 01/31/2013
J.P. MORGAN SECURITIES LLC (GARDENA CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GARDENA CA)
CA
01/01/2009 - 05/02/2009
WAMU INVESTMENTS, INC. (GARDENA CA)
IA
Issued 07/21/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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