Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Grossman is a financial advisor with Daiwa Capital Markets America Inc., located in San Francisco, CA. Erik has been in the financial industry since 1999. Prior to joining Daiwa Capital Markets America Inc., Erik worked at Bear, Stearns & Co. Inc., Lehman Brothers Inc., Deutsche Banc Alex. Brown Inc., Robert Fleming Inc., and Clarion Capital U.S. Inc. Erik is registered with FINRA and holds the following licenses: Series 63, Series 7, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/18/2008 - Present
Daiwa Capital Markets America Inc. (SAN FRANCISCO CA)
CA
08/12/2003 - 03/05/2007
BEAR, STEARNS & CO. INC. (SAN FRANCISCO CA)
NY
06/21/2002 - 08/25/2003
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/15/2001 - 11/08/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
NY
08/27/1999 - 05/17/2000
ROBERT FLEMING INC. (NEW YORK NY)
CT
08/17/1998 - 07/16/1999
CLARION CAPITAL U.S. INC. (WESTPORT CT)
NY
05/03/1996 - 01/26/1998
SCHRODER & CO. INC. (NEW YORK NY)
BC
Issued 04/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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