Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Anderson is a financial advisor with J.h. Darbie & Co., Inc., a firm that provides financial and investment advisory services. Erik has been working in the financial services industry since 2001 and holds various licenses and certifications, including the Series 66, Series 63, Series 14, Series 24, Series 6TO, Series 99TO, Series 79TO, and the SIE. Erik is registered in Arizona, New Jersey, and New York. Erik provides investment advisory services to individuals and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Subadvisory and solicitations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Subadvisory and solicitations
1
2
NY
07/08/2024 - Present
J.h. Darbie & CO., Inc. (NEW YORK NY)
NY
09/30/2015 - 12/07/2016
LEGEND SECURITIES, INC. (NEW YORK NY)
NY
03/09/2015 - 09/23/2015
PHX FINANCIAL, INC. (NEW YORK NY)
NY
07/17/2013 - 06/27/2014
PORTFOLIO ADVISORS ALLIANCE, INC. (NEW YORK NY)
NY
02/02/2011 - 06/20/2013
JOHN THOMAS FINANCIAL (NEW YORK NY)
NY
03/17/2010 - 12/14/2010
BROOKVILLE CAPITAL PARTNERS LLC. (UNIONDALE NY)
NY
03/10/2009 - 10/09/2009
SEABOARD SECURITIES, INC. (NEW YORK NY)
NY
10/23/2008 - 03/19/2009
MARTINEZ-AYME SECURITIES (NEW YORK NY)
NY
06/02/2008 - 10/24/2008
BASIC INVESTORS INC. (NEW YORK NY)
NY
01/01/1998 - 08/22/2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BOTH
Issued 01/21/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/24/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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