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Erik Janis Priede

Citizens JMP Securities, LLC

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About Erik Janis Priede

Erik Janis Priede is a financial professional with over 27 years of experience in the financial services industry. Erik is currently registered with Citizens JMP Securities, LLC in Stamford, Connecticut. Prior to this role, Erik was employed by Citizens Capital Markets, RBS Securities Inc., Banc One Capital Markets, Inc., Banc of America Securities LLC, and Bancamerica Securities, Inc. Erik holds a Series 7, Series 24, Series 63, Series 79 and SIE license.

Firm Information

Erik Priede is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erik Priede’s Registration & Firm History

CT

08/01/2023 - Present

Citizens JMP Securities, LLC (STAMFORD CT)

CT

09/06/2017 - 08/01/2023

CITIZENS CAPITAL MARKETS (STAMFORD CT)

CT

08/02/2004 - 11/24/2015

RBS SECURITIES INC. (GREENWICH CT)

IL

05/21/2003 - 07/14/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

NY

10/01/1998 - 05/06/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CA

11/17/1994 - 10/01/1998

BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 11/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/07/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Erik Janis Priede. Review regulatory record here.
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