Unclaimed
Erik Janis Priede is a financial professional with over 27 years of experience in the financial services industry. Erik is currently registered with Citizens JMP Securities, LLC in Stamford, Connecticut. Prior to this role, Erik was employed by Citizens Capital Markets, RBS Securities Inc., Banc One Capital Markets, Inc., Banc of America Securities LLC, and Bancamerica Securities, Inc. Erik holds a Series 7, Series 24, Series 63, Series 79 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/01/2023 - Present
Citizens JMP Securities, LLC (STAMFORD CT)
CT
09/06/2017 - 08/01/2023
CITIZENS CAPITAL MARKETS (STAMFORD CT)
CT
08/02/2004 - 11/24/2015
RBS SECURITIES INC. (GREENWICH CT)
IL
05/21/2003 - 07/14/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
NY
10/01/1998 - 05/06/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
11/17/1994 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
BC
Issued 11/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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