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Erik James Thompson

MID Michigan Insurance AND Financial Services LLC

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About Erik James Thompson

Erik Thompson is a financial advisor based in BAY CITY, MI, currently registered with Mid Michigan Insurance And Financial Services LLC. Erik has been in the industry since September 2011 and has a Series 63, Series 6, and Series 65 license. Erik also holds the SIE license. Prior to working with Mid Michigan Insurance And Financial Services LLC, Erik worked for Banker's Life and Casualty and Bankers Life Securities Inc. Erik specializes in providing financial planning and portfolio management services to individuals and charitable organizations.

Firm Information

Erik Thompson is currently registered with MID Michigan Insurance AND Financial Services LLC. MID Michigan Insurance AND Financial Services LLC is an independent insurance and financial services firm serving individuals and charitable organizations. They offer financial planning and portfolio management services. The firm has 2 licensed agents and 2 investment advisor representatives. They manage approximately $6,786,384 in regulatory assets under management.

$6.79M

Assets Under Management

1

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Erik Thompson’s Registration & Firm History

MI

04/05/2021 - Present

MID Michigan Insurance AND Financial Services LLC (BAY CITY MI)

MI

09/15/2016 - 05/14/2020

BANKERS LIFE SECURITIES, INC. (SAGINAW MI)

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Licenses & Designations

IA

Issued 02/22/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/29/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Erik James Thompson. Review regulatory record here.
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