Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Gaucher is a financial advisor registered with Charles Schwab & CO., Inc. based in Seattle, WA. Erik Gaucher has over 25 years of experience in the financial services industry, starting their career in 1997. Erik Gaucher is a registered investment advisor representative and has registrations in over 40 states. Erik Gaucher is also qualified to provide financial planning services. In addition to Charles Schwab & CO., Inc., Erik Gaucher has previously worked for TD AMERITRADE, INC., MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., NEW ENGLAND SECURITIES, WELLS FARGO ADVISORS, LLC, and UBS FINANCIAL SERVICES INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
WA
01/25/2022 - Present
Charles Schwab & CO., Inc. (Seattle WA)
WA
08/18/2023 - 05/19/2024
TD AMERITRADE, INC. (Seattle WA)
KS
04/21/2021 - 09/20/2021
MML INVESTORS SERVICES, LLC (Overland Park KS)
KS
09/27/2018 - 07/30/2019
MML INVESTORS SERVICES, LLC (Overland Park KS)
KS
03/25/2017 - 08/02/2017
MML INVESTORS SERVICES, LLC (OVERLAND PARK KS)
KS
07/14/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
KS
08/06/2014 - 01/02/2015
NEW ENGLAND SECURITIES (OVERLAND PARK KS)
MO
01/12/2012 - 05/28/2014
WELLS FARGO ADVISORS, LLC (KANSAS CITY MO)
NJ
06/26/1997 - 01/17/2012
UBS FINANCIAL SERVICES INC. (WESTFIELD NJ)
NY
07/22/1996 - 06/04/1997
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NY
06/08/1993 - 07/26/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
07/29/1992 - 06/10/1993
GKN SECURITIES CORP. (NEW YORK NY)
IA
Issued 05/14/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2004
Series 3 - National Commodity Futures Examination
BC
Issued 07/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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