Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Falkenberg is a financial advisor with Empower Advisory Group, LLC. Erik has been working in the financial industry since 2003 and has a wide range of experience. Erik is registered with the state of Washington and has a Series 7, Series 63, Series 65, and Series 66. Erik provides a variety of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
07/28/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
WA
09/01/2021 - 07/11/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (BELLEVUE WA)
WA
07/27/2016 - 09/10/2019
TD AMERITRADE, INC. (ISSAQUAH WA)
WA
05/11/1999 - 08/22/2014
SCOTTRADE, INC. (SEATTLE WA)
NY
05/27/1998 - 12/16/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
04/03/1997 - 09/09/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/03/1997 - 09/09/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/13/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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