Unclaimed
Erik Gregory Yesson is a securities professional with over 15 years of experience in the industry. Erik currently holds a Series 7, Series 63, and Series 79TO licenses and is registered in the state of New York. Erik is affiliated with D.e. Shaw Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/05/2008 - Present
D.e. Shaw Securities, LLC (NEW YORK NY)
BC
Issued 03/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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