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Erik Gregory Yesson

D.e. Shaw Securities, LLC

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About Erik Gregory Yesson

Erik Gregory Yesson is a securities professional with over 15 years of experience in the industry. Erik currently holds a Series 7, Series 63, and Series 79TO licenses and is registered in the state of New York. Erik is affiliated with D.e. Shaw Securities, LLC.

Firm Information

Erik Yesson is currently registered with D.e. Shaw Securities, LLC. D.e. Shaw Securities, LLC is a Limited Liability Company formed on November 13, 2000. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. D.e. Shaw Securities has been approved for registration by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

Not reported

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Erik Yesson’s Registration & Firm History

NY

02/05/2008 - Present

D.e. Shaw Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/11/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/04/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erik Gregory Yesson.
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