Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Gregory Schuchard is a financial professional with over 11 years of experience in the industry. Erik holds Series 79, Series 63, and SIE licenses and is currently registered with TD Securities (usa) LLC. Prior to joining TD Securities (usa) LLC, Erik worked at Cowen and Company and Lazard Freres & Co. LLC in San Francisco, California. Erik is also registered with the states of New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/07/2024 - Present
TD Securities (usa) LLC (New York NY)
CA
09/26/2019 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
CA
12/07/2011 - 05/17/2019
LAZARD FRERES & CO. LLC (SAN FRANCISCO CA)
CA
10/13/2011 - 11/30/2011
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
BC
Issued 09/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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