Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Johnson is a financial professional with over 30 years of experience in the industry. Erik is currently registered with Canaccord Genuity LLC. Previously, Erik held positions with firms such as RBC Capital Markets, LLC, RBC Capital Markets Corporation, RBC Dain Rauscher Inc., Stifel, Nicolaus & Company, Incorporated, George K. Baum & Company, Dain Rauscher Incorporated, Sherwood Securities Corp., IAI Securities, Inc., Robert W. Baird & Co. Incorporated, and Northwestern Mutual Investment Services, Inc. Erik holds licenses in various states, including Illinois, Iowa, Minnesota, New York, North Carolina, Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
07/25/2016 - Present
Canaccord Genuity LLC (MINNEAPOLIS MN)
MN
02/29/2008 - 06/22/2016
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
02/06/2004 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (MINNEAPOLIS MN)
NY
08/13/2001 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MO
11/27/2000 - 08/14/2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
04/28/1998 - 10/17/2000
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NY
03/02/1998 - 04/08/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
07/23/1996 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
08/01/1994 - 06/11/1996
SHERWOOD SECURITIES CORP. (NEW YORK NY)
MN
02/26/1993 - 03/01/1994
IAI SECURITIES, INC. (MINNEAPOLIS MN)
WI
01/09/1992 - 12/31/1992
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
01/09/1992 - 12/16/1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
PA
08/12/1991 - 10/29/1991
CIGNA SECURITIES, INC. (RADNOR PA)
BC
Issued 08/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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