Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Garcia is a financial professional with over 15 years of experience in the industry. Erik is currently registered with Equitable Distributors, LLC and holds licenses for securities and investment products in all 50 states and the District of Columbia. Erik holds the Series 6, Series 26, Series 63 and SIE licenses. Erik has been associated with Equitable Distributors, LLC since February 7, 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/07/2008 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 01/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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