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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Geoffrey Heben is a financial advisor with Commonwealth Financial Network in FORT MYERS, FL. Erik has been in the financial services industry since 1994. Erik is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 7, 9, 10, 30, 31, 63, and 65 licenses. Erik has been registered with Commonwealth Financial Network since 2006. Prior to that, Erik was with UBS FINANCIAL SERVICES INC. for four years and MCDONALD INVESTMENTS INC. for three years. Erik specializes in providing financial advice to individuals, families, and businesses. Erik has a proven track record of helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
10/16/2006 - Present
Commonwealth Financial Network (FORT MYERS FL)
FL
04/26/2002 - 10/31/2006
UBS FINANCIAL SERVICES INC. (FORT MYERS FL)
OH
04/16/1999 - 05/03/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
FL
11/29/1994 - 04/26/1999
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2007
Series 30 - NFA Branch Manager Examination
BC
Issued 09/06/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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