Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Choy is a financial professional with over 20 years of experience in the industry. Erik is currently registered with Keystone Capital Markets and has prior experience with D.A. Davidson & Co., MCGLADREY CAPITAL MARKETS, LLC, DRESDNER KLEINWORT WASSERSTEIN, INC., and JOHN HANCOCK DISTRIBUTORS, INC. Erik holds Series 6, 7, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/21/2018 - Present
Keystone Capital Markets (Irvine CA)
CA
02/01/2012 - 01/16/2018
D.A. DAVIDSON & CO. (COSTA MESA CA)
CA
08/21/2002 - 03/01/2012
MCGLADREY CAPITAL MARKETS, LLC (COSTA MESA CA)
NY
05/21/2001 - 10/18/2001
DRESDNER KLEINWORT WASSERSTEIN, INC. (NEW YORK NY)
MA
07/28/1992 - 12/21/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/28/1992 - 12/21/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 09/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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