Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Fuchs is a financial professional with over 20 years of experience in the industry. He is currently registered with Marex Capital Markets Inc. in Alpharetta, Georgia. Erik has a strong background in securities, futures, and options trading, having held positions at various firms including Cowen and Company, Cowen Prime Services LLC, and Convergex Prime Services LLC. Erik is also a licensed Investment Advisor Representative and holds a Series 66, Series 65, Series 63, Series 4, Series 24, Series 99TO, SIE, Series 31, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
12/08/2023 - Present
Marex Capital Markets Inc. (Alpharetta GA)
GA
12/09/2020 - 12/13/2023
COWEN AND COMPANY (Alpharetta GA)
GA
08/14/2017 - 02/10/2022
COWEN PRIME SERVICES LLC (Alpharetta GA)
GA
07/24/2014 - 12/31/2017
COWEN EXECUTION SERVICES LLC (Alpharetta GA)
GA
01/04/2010 - 09/02/2014
CONVERGEX PRIME SERVICES LLC (ALPHARETTA GA)
GA
11/07/2007 - 01/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GAINESVILLE GA)
FL
03/29/2005 - 05/24/2006
ZOO FINANCIAL GROUP, LLC (TAMPA FL)
NJ
11/11/1999 - 10/29/2002
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
01/05/1999 - 08/30/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 11/20/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/05/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2000
Series 4 - Registered Options Principal Examination
BC
Issued 06/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 01/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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