Unclaimed
Erik Ernfrid Hermann is a financial advisor who has been in the industry since 2011. Erik holds both Series 63 and 65 licenses and Series 7 and SIE. He is currently registered with Stancorp Equities, Inc. in Oregon, Illinois and Wisconsin. Erik was previously registered with Fidelity Brokerage Services LLC in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OR
04/20/2022 - Present
Stancorp Equities, Inc. (PORTLAND OR)
IL
09/13/2011 - 02/16/2022
FIDELITY BROKERAGE SERVICES LLC (CHICAGO IL)
IA
Issued 11/15/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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