Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Ernest Shifflett is a financial advisor with Wells Fargo Clearing Services, LLC based in Cincinnati, Ohio. Erik has been in the financial services industry since April 10, 2001. He is a Certified Financial Planner and holds Series 7, 31 and 66 licenses, as well as the SIE exam. Erik is registered to provide investment advice in 39 states, including Ohio and Texas. In addition to his work with Wells Fargo Clearing Services, LLC, Erik also acts as a trustee for a friend/co-worker, which he states takes about 1 hour per month. Erik and Wells Fargo Clearing Services, LLC serve clients of all types.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
08/24/2023 - Present
Wells Fargo Clearing Services, LLC (CINCINNATI OH)
NY
11/30/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 02/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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