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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Erle Simmons is a financial advisor with Ameriprise Financial Services, LLC. Erik has been in the financial industry for over 28 years and has experience working with a wide range of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Erik has been registered with Ameriprise Financial Services, LLC since 2020. Prior to joining Ameriprise, Erik was a financial advisor at ARETE WEALTH MANAGEMENT, LLC, CALTON & ASSOCIATES, INC., U.S. BANCORP INVESTMENTS, INC., CHASE INVESTMENT SERVICES CORP., WAMU INVESTMENTS, INC., PRESIDENTIAL BROKERAGE, INC. and UNITED PACIFIC SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
12/04/2023 - Present
Ameriprise Financial Services, LLC (Carlsbad CA)
CA
08/11/2015 - 12/07/2023
ARETE WEALTH MANAGEMENT, LLC (CARLSBAD CA)
CA
08/29/2014 - 08/25/2015
CALTON & ASSOCIATES, INC. (CARLSBAD CA)
CA
04/06/2010 - 09/04/2014
U.S. BANCORP INVESTMENTS, INC. (DEL MAR CA)
CA
05/02/2009 - 04/05/2010
CHASE INVESTMENT SERVICES CORP. (RANCHO SANTA FE CA)
CA
07/06/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (SAN MARCOS CA)
TX
03/05/1997 - 07/07/2005
PRESIDENTIAL BROKERAGE, INC. (AUSTIN TX)
CA
09/13/1995 - 06/19/1996
UNITED PACIFIC SECURITIES, INC. (CARLSBAD CA)
TX
04/22/1994 - 06/19/1995
PRESIDENTIAL BROKERAGE, INC. (AUSTIN TX)
BC
Issued 04/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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