Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Emmanuel Rodriguez-lopez is a financial professional with a focus on both investment advising and broker-dealer services. Erik is a registered representative with Wells Fargo Clearing Services, LLC and is licensed in North Carolina. Erik has been active in the industry since 2024 and has earned several industry designations, including passing the Series 63, Series 65, and Series 6TO exams. Erik also holds the Securities Industry Essentials (SIE) certification. Erik has experience working with individuals, corporations, pension plans, and charitable organizations, providing investment consulting, financial planning, and portfolio management services. Erik's clients are primarily located in North Carolina, with a focus on the Raleigh area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/08/2024 - Present
Wells Fargo Clearing Services, LLC (RALEIGH NC)
IA
Issued 04/08/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/05/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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