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Erik Edward Zwick

Lucid Capital Markets, LLC

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About Erik Edward Zwick

Erik Edward Zwick is a financial advisor who has been in the industry since October 2005. Erik is currently registered with Lucid Capital Markets, LLC and holds the Series 7, Series 86, Series 87, SIE and Series 63 licenses. Erik previously worked at HOVDE GROUP, LLC, BOENNING & SCATTERGOOD, INC., STEPHENS, PIPER JAFFRAY & CO. and STERNE, AGEE & LEACH, INC.. Erik is currently registered in Delaware.

Firm Information

Erik Zwick is currently registered with Lucid Capital Markets, LLC. Lucid Capital Markets, LLC is a Limited Liability Company formed in June 2015. The firm is registered with the SEC and in 23 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erik Zwick’s Registration & Firm History

NY

07/08/2024 - Present

Lucid Capital Markets, LLC (New York NY)

IL

07/20/2022 - 07/01/2024

HOVDE GROUP, LLC (INVERNESS IL)

PA

04/24/2018 - 07/20/2022

BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)

DE

05/22/2015 - 02/28/2018

STEPHENS (Hockessin DE)

PA

04/02/2015 - 05/22/2015

PIPER JAFFRAY & CO. (PHILADELPHIA PA)

PA

04/30/2014 - 04/06/2015

STERNE, AGEE & LEACH, INC. (WEST CONSHOHOCKEN PA)

NY

07/29/2005 - 04/17/2014

OPPENHEIMER & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/20/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2006

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/23/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/28/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Erik Edward Zwick.
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