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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Lundy is a financial advisor with Prospera Financial Services, Inc. in Bad Axe, Michigan. Erik has been in the industry since 1997 and has extensive experience in providing financial planning and investment management services. Erik holds the Series 63, 66, and 7 licenses as well as the SIE exam. He also has experience in pension consulting and portfolio management for businesses, individuals, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
MI
04/20/2021 - Present
Prospera Financial Services, Inc. (Bad Axe MI)
MI
09/20/2019 - 04/19/2021
CETERA ADVISOR NETWORKS LLC (BAD AXE MI)
MI
02/16/2010 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (BAD AXE MI)
MI
06/26/1997 - 03/08/2010
EDWARD JONES (BAD AXE MI)
BOTH
Issued 12/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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