Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Barefield is a financial advisor with Mesirow Financial, Inc. Erik has been in the financial services industry for over 27 years. Erik holds the Series 3, Series 7, and SIE licenses as well as the Series 63 state registration. Erik has been a registered representative with Mesirow Financial, Inc. since 2005. Prior to that, Erik was a registered representative with Morgan Stanley & Co., Incorporated and First Chicago Capital Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/11/2021 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
07/12/2005 - 07/06/2018
MESIROW FINANCIAL, INC. (CHICAGO IL)
NY
04/19/1994 - 06/22/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IL
08/06/1991 - 04/27/1992
FIRST CHICAGO CAPITAL MARKETS, INC. (CHICAGO IL)
IL
02/13/1990 - 11/06/1990
FIRST CHICAGO CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 06/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1996
Series 3 - National Commodity Futures Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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