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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Syverson is a financial advisor with UBS Financial Services Inc. in Sioux Falls, SD. Erik has been in the financial services industry since 1999. Erik has a series 7, 66, 9, 10, 31 and SIE license, and has a Certified Financial Planner designation. Erik is registered in 35 states and has experience working with high-net-worth individuals, corporations, and individuals. Erik can help with portfolio management, financial planning, and pension consulting. Erik's previous experience includes working at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
SD
01/25/2010 - Present
UBS Financial Services Inc. (SIOUX FALLS SD)
SD
04/02/2007 - 05/22/2008
MORGAN STANLEY & CO. INCORPORATED (SIOUX FALLS SD)
SD
07/29/1999 - 04/02/2007
MORGAN STANLEY DW INC. (SIOUX FALLS SD)
BOTH
Issued 08/11/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/04/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 07/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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