Unclaimed
Erik Anderson is a financial advisor with Mutual of America Securities LLC. He is registered to offer securities in California and Hawaii. Erik has been in the securities industry since October 31, 2020. Erik has passed the Series 66, Series 7TO, and SIE exams. He previously held positions at Madison Avenue Securities, LLC, Edward Jones, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
HI
08/07/2023 - Present
Mutual OF America Securities LLC (HONOLULU HI)
HI
04/12/2022 - 03/29/2023
MADISON AVENUE SECURITIES, LLC (Kapolei HI)
HI
06/25/2021 - 04/12/2022
EDWARD JONES (HONOLULU HI)
HI
07/03/2020 - 06/29/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HONOLULU HI)
BOTH
Issued 07/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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