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Erik Damian Schiele

Samuel A. Ramirez & Company, Inc.

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About Erik Damian Schiele

Erik Damian Schiele is a securities professional with over 10 years of experience in the financial industry. Erik has a diverse background in trading, investment banking, and brokerage services. Erik currently holds a Series 7, Series 55, Series 56, Series 57TO, and Series 79 license and is registered with Samuel A. Ramirez & Company, Inc. Prior to joining Samuel A. Ramirez & Company, Inc., Erik was employed by R. SEELAUS & CO., LLC, BNY MELLON CAPITAL MARKETS, LLC, and WTS PROPRIETARY TRADING GROUP LLC.

Firm Information

Erik Schiele is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erik Schiele’s Registration & Firm History

NY

04/12/2023 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NJ

11/07/2019 - 04/04/2023

R. SEELAUS & CO., LLC (Chatham NJ)

NY

09/09/2014 - 10/18/2019

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

11/29/2011 - 12/10/2012

WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/31/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/27/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/03/2014

Series 7 - General Securities Representative Examination

BC

Issued 11/28/2011

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erik Damian Schiele.
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