Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Szyndlar is an investment banking professional with over 15 years of experience in the financial services industry. He is currently a Registered Representative with Harris Williams, where he has worked since October 2014. Prior to joining Harris Williams, Erik worked at Robert W. Baird & Co. and Citigroup Global Markets. Erik holds the Series 7, 24, 63, and SIE licenses, as well as the Investment Banking Registered Representative Examination. He is licensed in California and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/22/2014 - Present
Harris Williams (SAN FRANCISCO CA)
CA
06/17/2009 - 10/14/2014
ROBERT W. BAIRD & CO. INCORPORATED (PALO ALTO CA)
NY
04/24/2007 - 02/10/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 12/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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