Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik D Montalvo is a financial advisor registered with Morgan Stanley. Erik has been in the financial services industry since June 8, 2013. Erik is registered in 29 states, including Pennsylvania, Texas, New York, and California, as well as with FINRA. Erik has worked for several firms over the past decade, including M&T Securities, Inc. and Wells Fargo Advisors, LLC. Previously, Erik held positions with M&T Bank and M&T Securities. Erik is committed to providing comprehensive financial advice to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
02/26/2020 - Present
Morgan Stanley (Lancaster PA)
PA
02/26/2015 - 01/06/2020
M&T SECURITIES, INC. (LANCASTER PA)
PA
12/03/2012 - 04/04/2014
WELLS FARGO ADVISORS, LLC (LANCASTER PA)
PA
04/02/2012 - 09/28/2012
M&T SECURITIES, INC. (LANCASTER PA)
BOTH
Issued 12/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/30/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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