Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Clayton Anderson has been working in the financial industry since October 31, 2000. Erik is currently registered with LPL Financial LLC and holds Series 63, 66, and 7 licenses, and the SIE exam. Erik has worked at several firms including WAMU INVESTMENTS, INC., UBS PAINEWEBBER INC., GSG SECURITIES, INC., and CHATFIELD DEAN & CO., INC. Erik is licensed to offer investment advisory services in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/13/2008 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
05/10/2004 - 05/06/2008
WAMU INVESTMENTS, INC. (SAN DIEGO CA)
NJ
02/29/2000 - 01/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
FL
01/04/1999 - 08/31/1999
GSG SECURITIES, INC. (BOCA RATON FL)
CO
01/04/1999 - 01/04/1999
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 05/26/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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