Unclaimed
Erik Christopher Peterson is a financial professional with over 15 years of experience in the financial industry. Erik is currently registered with Bengur Bryan & CO., Inc. in Maryland. Previously, Erik worked at HSBC Securities (USA) Inc. in New York, and Stifel, Nicolaus & Company, Incorporated in Baltimore. Erik holds the Series 7, Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
04/20/2023 - Present
Bengur Bryan & CO., Inc. (BALTIMORE MD)
NY
09/27/2007 - 12/31/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
MD
07/30/2007 - 08/29/2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)
BC
Issued 11/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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