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Erik Christoffer Kleinbeck

Foreside Fund Services, LLC

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About Erik Christoffer Kleinbeck

Erik Christoffer Kleinbeck is a financial professional with over 27 years of experience in the industry. Erik is currently registered with Foreside Fund Services, LLC and has been in this role since January 2020. Erik has a strong track record of success in the financial services industry, having previously held positions at Ultimus Fund Distributors, LLC, M.J. Whitman LLC, SPARX Securities, USA, LLC, UMB Distribution Services, LLC, Credit Suisse Asset Management Securities, Inc., Invesco Funds Group, Inc., and Chatfield Dean & Co., Inc. Erik is a licensed Series 7, 24, 63, and 66 representative. Erik's dedication to his clients is evident in his commitment to providing them with personalized financial advice and guidance.

Firm Information

Erik Kleinbeck is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erik Kleinbeck’s Registration & Firm History

NY

01/10/2020 - Present

Foreside Fund Services, LLC (New York NY)

OH

09/08/2016 - 12/10/2019

ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)

NY

06/15/2007 - 08/03/2016

M.J. WHITMAN LLC (NEW YORK NY)

NY

01/11/2005 - 06/04/2007

SPARX SECURITIES, USA, LLC (NEW YORK NY)

WI

09/12/2003 - 01/25/2005

UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)

NY

07/30/1994 - 05/07/2003

CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)

TX

11/13/1993 - 04/14/1994

INVESCO FUNDS GROUP, INC. (HOUSTON TX)

CO

07/15/1992 - 08/06/1992

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BOTH

Issued 04/07/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/21/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erik Christoffer Kleinbeck.
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