Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Oswald is a registered representative with Ashton Stewart & Co., Inc. Erik Oswald is licensed to sell securities in 31 states. Erik Oswald has been active in the financial services industry since 2021. Erik Oswald is based in Miami, Florida and has the following licenses: Series 63, Series 7TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/04/2021 - Present
Ashton Stewart & CO., Inc. (MIAMI FL)
BC
Issued 10/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Erik Oswald is the right advisor for you? Invested Better is here to help.
