Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Scaranuzzo is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Erik has been in the industry since 2001, and has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 1999. Erik is licensed to provide financial services in several states including Connecticut, Florida, Texas, and Vermont. Erik holds several industry licenses, including the Series 66, Series 10, Series 9, Series 31, and Series 7. Erik provides financial advice and portfolio management services to a variety of clients, including high-net-worth individuals, corporations, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/19/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW HAVEN CT)
BOTH
Issued 08/15/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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